David P. McCaffrey Books

Wall Street Policies Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures
Wall Street Policies Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures

By David P. McCaffrey

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Wall Street Policies Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures explains how the self-regulatory system for U.S. securities firms works within three tiers of sup...

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